ClientObjectives

/FundsXML4/RegulatoryReportings/DirectReporting/EMT_V4/FinancialInstrument/TargetMarket/ClientObjectives

Diagram

ClientObjectives ReturnProfile (anonymous) [1] MinimumRecommendedHoldingPeriod (anonymous) [1] IntendedCompatibleWithClientsHavingSustainabilityPreferences EMTYesNeutralType [0..1] OtherSpecificInvestmentNeed xs:string [1]

Documentation

EN

Target markets - Client Objectives and Needs

DE

Target markets - Client Objectives und Needs

FR

Target markets - Client Objectives et Needs

NL

Target markets - Client Objectives en Needs

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
vc = "http://www.w3.org/2007/XMLSchema-versioning"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
6

Child Elements & Attributes

Child elements and attributes of this element
Name (XPath) Type Documentation Sample Data
(anonymous)
(anonymous)

05080: Minimum recommended holding period
RHP: Recommended Holding Period

05080: Minimum recommended Bestand period
RHP: Recommended Bestand Period

05080: Minimum recommended détention period
RHP: Recommended Détention Period

05080: Minimum recommended bezit period
RHP: Recommended Bezit Period

EMTYesNeutralType

05105: Discloses if the product is developed with the aim of being compatible with clients having ESG preferences.
(Yes or Neutral).
There is no Negative Target Market

05105: Discloses wenn product ist developed mit aim von being compatible mit clients having ESG preferences.
(Yes oder Neutral).
There ist kein Negative Target Markt

05105: Discloses si product est developed avec aim de being compatible avec clients having ESG preferences.
(Yes ou Neutral).
There est aucun Negative Target Marché

05105: Discloses als product is developed met aim van being compatible met clients having ESG preferences.
(Yes van Neutral).
There is geen Negative Target Markt

Y
xs:string

05115: No, Islamic banking or Other
N...No,
I... Islamic banking
or O... Other

05115: No, Islamic banking oder Sonstig
N...No,
I... Islamic banking
oder O... Sonstig

05115: No, Islamic banking ou Autre
N...No,
I... Islamic banking
ou O... Autre

05115: No, Islamic banking van Overig
N...No,
I... Islamic banking
van O... Overig

I

Element Definition

<xs:element xmlns:vc="http://www.w3.org/2007/XMLSchema-versioning"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="ClientObjectives">
   <xs:annotation>
      <xs:documentation xml:lang="en">Target markets - Client Objectives and Needs</xs:documentation>
      <xs:documentation xml:lang="de">Target markets - Client Objectives und Needs</xs:documentation>
      <xs:documentation xml:lang="fr">Target markets - Client Objectives et Needs</xs:documentation>
      <xs:documentation xml:lang="nl">Target markets - Client Objectives en Needs</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element name="ReturnProfile">
            <xs:complexType>
               <xs:sequence>
                  <xs:element name="ClientLookingForPreservation" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05010: Indicates if the product is compatible with clients looking for preserving their capital.
Products stipulating a capital preservation objective should be YES. For other products, the answer should be NO or NEUTRAL based on a case-by-case analysis. In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
                        <xs:documentation xml:lang="de">05010: Indicates wenn product ist compatible mit clients looking für preserving their capital.
Products stipulating ein capital preservation objective should be YES. For Sonstig products, answer should be NO oder NEUTRAL based on ein case-durch-case analysis. In Deutschland fields 05010, 05020 und 05030 sind merged und regarded "Allgemein Capital Formation". A YES in jede von these fields will be regarded ein YES in German combined Feld.</xs:documentation>
                        <xs:documentation xml:lang="fr">05010: Indicates si product est compatible avec clients looking pour preserving their capital.
Products stipulating un capital preservation objective should be YES. For autre products, answer should be NO ou NEUTRAL based on un case-par-case analysis. In Allemagne fields 05010, 05020 et 05030 sont merged et regarded "Général Capital Formation". A YES dans tout de these fields will be regarded un YES dans German combined champ.</xs:documentation>
                        <xs:documentation xml:lang="nl">05010: Indicates als product is compatible met clients looking voor preserving their capital.
Products stipulating een capital preservation objective should be YES. For overig products, answer should be NO van NEUTRAL based on een case-door-case analysis. In Duitsland fields 05010, 05020 en 05030 zijn merged en regarded "Algemeen Capital Formation". A YES in elke van these fields will be regarded een YES in German combined veld.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="ClientLookingForCapitalGrowth" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05020: Indicates if the product is compatible with clients looking for growing their capital.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
                        <xs:documentation xml:lang="de">05020: Indicates wenn product ist compatible mit clients looking für growing their capital.
In Deutschland fields 05010, 05020 und 05030 sind merged und regarded "Allgemein Capital Formation". A YES in jede von these fields will be regarded ein YES in German combined Feld.</xs:documentation>
                        <xs:documentation xml:lang="fr">05020: Indicates si product est compatible avec clients looking pour growing their capital.
In Allemagne fields 05010, 05020 et 05030 sont merged et regarded "Général Capital Formation". A YES dans tout de these fields will be regarded un YES dans German combined champ.</xs:documentation>
                        <xs:documentation xml:lang="nl">05020: Indicates als product is compatible met clients looking voor growing their capital.
In Duitsland fields 05010, 05020 en 05030 zijn merged en regarded "Algemeen Capital Formation". A YES in elke van these fields will be regarded een YES in German combined veld.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="ClientLookingForIncome" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05030: Indicates if the product is compatible with clients looking for Income.
In Germany fields 05010, 05020 and 05030 are merged and regarded "General Capital Formation". A YES in any of these fields will be regarded a YES in the German combined field.</xs:documentation>
                        <xs:documentation xml:lang="de">05030: Indicates wenn product ist compatible mit clients looking für Income.
In Deutschland fields 05010, 05020 und 05030 sind merged und regarded "Allgemein Capital Formation". A YES in jede von these fields will be regarded ein YES in German combined Feld.</xs:documentation>
                        <xs:documentation xml:lang="fr">05030: Indicates si product est compatible avec clients looking pour Income.
In Allemagne fields 05010, 05020 et 05030 sont merged et regarded "Général Capital Formation". A YES dans tout de these fields will be regarded un YES dans German combined champ.</xs:documentation>
                        <xs:documentation xml:lang="nl">05030: Indicates als product is compatible met clients looking voor Income.
In Duitsland fields 05010, 05020 en 05030 zijn merged en regarded "Algemeen Capital Formation". A YES in elke van these fields will be regarded een YES in German combined veld.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="OptionOrLeveraged" type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05050: Yes or No or Neutral</xs:documentation>
                        <xs:documentation xml:lang="de">05050: Yes oder No oder Neutral</xs:documentation>
                        <xs:documentation xml:lang="fr">05050: Yes ou No ou Neutral</xs:documentation>
                        <xs:documentation xml:lang="nl">05050: Yes van No van Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="PensionSchemeGermany"
                              type="EMTYesNoNeutralType">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05070: Yes or No or Neutral</xs:documentation>
                        <xs:documentation xml:lang="de">05070: Yes oder No oder Neutral</xs:documentation>
                        <xs:documentation xml:lang="fr">05070: Yes ou No ou Neutral</xs:documentation>
                        <xs:documentation xml:lang="nl">05070: Yes van No van Neutral</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0" name="StructuredSecurity">
                     <xs:complexType>
                        <xs:sequence>
                           <xs:element name="Hedging" type="EMTYesNoNeutralType">
                              <xs:annotation>
                                 <xs:documentation xml:lang="en">05040: Yes or No or Neutral
Only for structured Securities</xs:documentation>
                                 <xs:documentation xml:lang="de">05040: Yes oder No oder Neutral
Only für structured Wertpapiere</xs:documentation>
                                 <xs:documentation xml:lang="fr">05040: Yes ou No ou Neutral
Only pour structured Titres</xs:documentation>
                                 <xs:documentation xml:lang="nl">05040: Yes van No van Neutral
Only voor structured Effecten</xs:documentation>
                              </xs:annotation>
                           </xs:element>
                        </xs:sequence>
                     </xs:complexType>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element name="MinimumRecommendedHoldingPeriod">
            <xs:annotation>
               <xs:documentation xml:lang="en">05080: Minimum recommended holding period
RHP: Recommended Holding Period</xs:documentation>
               <xs:documentation xml:lang="de">05080: Minimum recommended Bestand period
RHP: Recommended Bestand Period</xs:documentation>
               <xs:documentation xml:lang="fr">05080: Minimum recommended détention period
RHP: Recommended Détention Period</xs:documentation>
               <xs:documentation xml:lang="nl">05080: Minimum recommended bezit period
RHP: Recommended Bezit Period</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:choice>
                  <xs:element name="Years" type="xs:decimal">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">Minimum recommended holding period in years</xs:documentation>
                        <xs:documentation xml:lang="de">Minimum recommended Bestand period in years</xs:documentation>
                        <xs:documentation xml:lang="fr">Minimum recommended détention period dans years</xs:documentation>
                        <xs:documentation xml:lang="nl">Minimum recommended bezit period in years</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element name="Category">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">V ... Very short term (max 1Y)
S ... Short term (max 3Y)
M ... Medium term (max 5Y)
L ... Long term (min 5Y)
H ... Hold to Maturity</xs:documentation>
                        <xs:documentation xml:lang="de">V ... Very Short term (max 1Y)
S ... Short term (max 3Y)
M ... Medium term (max 5Y)
L ... Long term (min 5Y)
H ... Hold zu Maturity</xs:documentation>
                        <xs:documentation xml:lang="fr">V ... Very short term (max 1Y)
S ... Short term (max 3Y)
M ... Medium term (max 5Y)
L ... Long term (min 5Y)
H ... Hold à Maturity</xs:documentation>
                        <xs:documentation xml:lang="nl">V ... Very short term (max 1Y)
S ... Short term (max 3Y)
M ... Medium term (max 5Y)
L ... Long term (min 5Y)
H ... Hold naar Maturity</xs:documentation>
                     </xs:annotation>
                     <xs:simpleType>
                        <xs:restriction base="xs:string">
                           <xs:enumeration value="V"/>
                           <xs:enumeration value="S"/>
                           <xs:enumeration value="M"/>
                           <xs:enumeration value="L"/>
                           <xs:enumeration value="H"/>
                        </xs:restriction>
                     </xs:simpleType>
                  </xs:element>
               </xs:choice>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0"
                     name="IntendedCompatibleWithClientsHavingSustainabilityPreferences"
                     type="EMTYesNeutralType">
            <xs:annotation>
               <xs:documentation xml:lang="en">05105: Discloses if the product is developed with the aim of being compatible with clients having ESG preferences. 
(Yes or Neutral).
There is no Negative Target Market</xs:documentation>
               <xs:documentation xml:lang="de">05105: Discloses wenn product ist developed mit aim von being compatible mit clients having ESG preferences. 
(Yes oder Neutral).
There ist kein Negative Target Markt</xs:documentation>
               <xs:documentation xml:lang="fr">05105: Discloses si product est developed avec aim de being compatible avec clients having ESG preferences. 
(Yes ou Neutral).
There est aucun Negative Target Marché</xs:documentation>
               <xs:documentation xml:lang="nl">05105: Discloses als product is developed met aim van being compatible met clients having ESG preferences. 
(Yes van Neutral).
There is geen Negative Target Markt</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="OtherSpecificInvestmentNeed">
            <xs:annotation>
               <xs:documentation xml:lang="en">05115: No, Islamic banking or Other
N...No, 
I... Islamic banking 
or O... Other</xs:documentation>
               <xs:documentation xml:lang="de">05115: No, Islamic banking oder Sonstig
N...No, 
I... Islamic banking 
oder O... Sonstig</xs:documentation>
               <xs:documentation xml:lang="fr">05115: No, Islamic banking ou Autre
N...No, 
I... Islamic banking 
ou O... Autre</xs:documentation>
               <xs:documentation xml:lang="nl">05115: No, Islamic banking van Overig
N...No, 
I... Islamic banking 
van O... Overig</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:length value="1"/>
                  <xs:enumeration value="N"/>
                  <xs:enumeration value="I"/>
                  <xs:enumeration value="O"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>