GeneralInformation

/FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/GeneralInformation

Diagram

GeneralInformation Code xs:string [1] CodificationSystem xs:short [1] InstrumentName xs:string [1] InstrumentCurrency ISOCurrencyCodeType [1] ReportingDate xs:date [1] LegalStructure xs:string [1] IssuerName xs:string [1] GuarantorName xs:string [0..1] ProductCategoryNature xs:string [0..1] LeveragedOrContingentLiability EMTYesNoType [0..1]

Documentation

EN

General Financial Instrument Information

DE

Allgemein Financial Instrument Information

FR

Général Financial Instrument Information

NL

Algemeen Financial Instrument Informatie

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
vc = "http://www.w3.org/2007/XMLSchema-versioning"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
5

Child Elements & Attributes

Child elements and attributes of this element
Name (XPath) Type Documentation Sample Data
xs:string

00010: Use the following priority:

  • ISO 6166 code of ISIN when available
  • Other recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
  • Code attributed by the undertaking, when the options above are not available. Code must be unique and kept consistent over time.

00010: Verwenden Sie following priority:

  • ISO 6166 Code von ISIN wenn verfügbar
  • Sonstig recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
  • Code attributed durch undertaking, wann options above sind nicht verfügbar. Code must be eindeutig und kept consistent over time.

00010: Utilisez following priority:

  • ISO 6166 code de ISIN si disponible
  • Autre recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
  • Code attributed par undertaking, quand options above sont pas disponible. Code must be unique et kept consistent over time.

00010: Gebruik following priority:

  • ISO 6166 code van ISIN indien beschikbaar
  • Overig recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
  • Code attributed door undertaking, wanneer options above zijn niet beschikbaar. Code must be uniek en kept consistent over time.
ExampleText
xs:short

00020: Codification system used.
Integer corresponding to the following closed list:
1 - ISO 6166 for ISIN code
2 - CUSIP (The Committee on Uniform Securities Identification Procedures number assigned by the CUSIP Service Bureau for U.S. and Canadian companies)
3 - SEDOL (Stock Exchange Daily Official List for the London Stock Exchange)
4 – WKN (Wertpapier Kenn-Nummer, the alphanumeric German identification number)
5 - Bloomberg Ticker (Bloomberg letters code that identify a company's securities)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identifier)
9 - Other code by members of the Association of National Numbering Agencies
99 - Code attributed by the undertaking

00020: Codification system used.
Integer corresponding zu following geschlossen Liste:
1 - ISO 6166 für ISIN Code
2 - CUSIP (The Committee on Uniform Wertpapiere Identification Procedures Nummer assigned durch CUSIP Service Bureau für U.S. und Canadian companies)
3 - SEDOL (Aktie Börse Täglich Official Liste für London Aktie Börse)
4 – WKN (Wertpapier Kenn-Nummer, alphanumeric German identification Nummer)
5 - Bloomberg Ticker (Bloomberg letters Code dass identify ein company's Wertpapiere)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument Code)
8 – FIGI (Financial Instrument Global Kennung)
9 - Sonstig Code durch members von Association von National Numbering Agencies
99 - Code attributed durch undertaking

00020: Codification system used.
Integer corresponding à following fermé liste:
1 - ISO 6166 pour ISIN code
2 - CUSIP (The Committee on Uniform Titres Identification Procedures numéro assigned par CUSIP Service Bureau pour U.S. et Canadian companies)
3 - SEDOL (Action Bourse Quotidien Official Liste pour London Action Bourse)
4 – WKN (Wertpapier Kenn-Nummer, alphanumeric German identification numéro)
5 - Bloomberg Ticker (Bloomberg letters code que identify un company's titres)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identifiant)
9 - Autre code par members de Association de National Numbering Agencies
99 - Code attributed par undertaking

00020: Codification system used.
Integer corresponding naar following gesloten lijst:
1 - ISO 6166 voor ISIN code
2 - CUSIP (The Committee on Uniform Effecten Identification Procedures nummer assigned door CUSIP Service Bureau voor U.S. en Canadian companies)
3 - SEDOL (Aandeel Beurs Dagelijks Official Lijst voor London Aandeel Beurs)
4 – WKN (Wertpapier Kenn-Nummer, alphanumeric German identification nummer)
5 - Bloomberg Ticker (Bloomberg letters code dat identify een company's effecten)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identificatie)
9 - Overig code door members van Association van National Numbering Agencies
99 - Code attributed door undertaking

99
xs:string

00030: Name of the financial instrument

00030: Name von financial instrument

00030: Nom de financial instrument

00030: Naam van financial instrument

ExampleText
ISOCurrencyCodeType

00040: Denomination currency of the financial instrument

00040: Denomination Währung von financial instrument

00040: Denomination devise de financial instrument

00040: Denomination valuta van financial instrument

BAI
xs:date

00050: Date to which the data refer

00050: Datum zu welche Daten refer

00050: Date à qui données refer

00050: Datum naar welke gegevens refer

2021-12-08
xs:string

00060: Structured Securities or Structured Funds or UCITS or Non UCITS

00060: Structured Wertpapiere oder Structured Funds oder UCITS oder Non UCITS

00060: Structured Titres ou Structured Funds ou UCITS ou Non UCITS

00060: Structured Effecten van Structured Funds van UCITS van Non UCITS

S
xs:string

00070: Name of Issuer of the financial instrument. The one who is responsible for the financial instrument management/issuance

00070: Name von Emittent von financial instrument. The one who ist responsible für financial instrument management/issuance

00070: Nom de Émetteur de financial instrument. The one who est responsible pour financial instrument management/issuance

00070: Naam van Emittent van financial instrument. The one who is responsible voor financial instrument management/issuance

ExampleText
xs:string

00080: Name of guarantor of the financial instrument.

00080: Name von guarantor von financial instrument.

00080: Nom de guarantor de financial instrument.

00080: Naam van guarantor van financial instrument.

ExampleText
xs:string

00090: Designation of the respective product category or nature

00090: Designation von respective product Kategorie oder nature

00090: Designation de respective product catégorie ou nature

00090: Designation van respective product categorie van nature

ExampleText
EMTYesNoType

00100: To enable reporting on the depreciation of leveraged financial instruments or contingent liability transactions in accordance with Art. 62 of the MiFID II's Delegated Regulation

00100: To enable Berichterstattung on depreciation von leveraged financial instruments oder contingent liability transactions in accordance mit Art. 62 von  MiFID II's Delegated Regulation

00100: To enable reporting on depreciation de leveraged financial instruments ou contingent liability transactions dans accordance avec Art. 62 de  MiFID II's Delegated Regulation

00100: To enable rapportage on depreciation van leveraged financial instruments van contingent liability transactions in accordance met Art. 62 van  MiFID II's Delegated Regulation

Y

Element Definition

<xs:element xmlns:vc="http://www.w3.org/2007/XMLSchema-versioning"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="GeneralInformation">
   <xs:annotation>
      <xs:documentation xml:lang="en">General Financial Instrument Information</xs:documentation>
      <xs:documentation xml:lang="de">Allgemein Financial Instrument Information</xs:documentation>
      <xs:documentation xml:lang="fr">Général Financial Instrument Information</xs:documentation>
      <xs:documentation xml:lang="nl">Algemeen Financial Instrument Informatie</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element name="Code">
            <xs:annotation>
               <xs:documentation xml:lang="en">00010: Use the following priority:
  - ISO 6166 code of ISIN when available
  - Other recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
  - Code attributed by the undertaking, when the options above are not available. Code must be unique and kept consistent over time.</xs:documentation>
               <xs:documentation xml:lang="de">00010: Verwenden Sie following priority:
 - ISO 6166 Code von ISIN wenn verfügbar
 - Sonstig recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
 - Code attributed durch undertaking, wann options above sind nicht verfügbar. Code must be eindeutig und kept consistent over time.</xs:documentation>
               <xs:documentation xml:lang="fr">00010: Utilisez following priority:
 - ISO 6166 code de ISIN si disponible
 - Autre recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
 - Code attributed par undertaking, quand options above sont pas disponible. Code must be unique et kept consistent over time.</xs:documentation>
               <xs:documentation xml:lang="nl">00010: Gebruik following priority:
 - ISO 6166 code van ISIN indien beschikbaar
 - Overig recognised codes (e.g.: CUSIP, Bloomberg Ticker, Reuters RIC)
 - Code attributed door undertaking, wanneer options above zijn niet beschikbaar. Code must be uniek en kept consistent over time.</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="CodificationSystem">
            <xs:annotation>
               <xs:documentation xml:lang="en">00020: Codification system used.
Integer corresponding to the following closed list:
1 - ISO 6166 for ISIN code
2 - CUSIP (The Committee on Uniform Securities Identification Procedures number assigned by the CUSIP Service Bureau for U.S. and Canadian companies)
3 - SEDOL (Stock Exchange Daily Official List for the London Stock Exchange)
4 – WKN (Wertpapier Kenn-Nummer, the alphanumeric German identification number)
5 - Bloomberg Ticker (Bloomberg letters code that identify a company's securities)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identifier)
9 - Other code by members of the Association of National Numbering Agencies
99 - Code attributed by the undertaking</xs:documentation>
               <xs:documentation xml:lang="de">00020: Codification system used.
Integer corresponding zu following geschlossen Liste:
1 - ISO 6166 für ISIN Code
2 - CUSIP (The Committee on Uniform Wertpapiere Identification Procedures Nummer assigned durch CUSIP Service Bureau für U.S. und Canadian companies)
3 - SEDOL (Aktie Börse Täglich Official Liste für London Aktie Börse)
4 – WKN (Wertpapier Kenn-Nummer, alphanumeric German identification Nummer)
5 - Bloomberg Ticker (Bloomberg letters Code dass identify ein company's Wertpapiere)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument Code)
8 – FIGI (Financial Instrument Global Kennung)
9 - Sonstig Code durch members von Association von National Numbering Agencies
99 - Code attributed durch undertaking</xs:documentation>
               <xs:documentation xml:lang="fr">00020: Codification system used.
Integer corresponding à following fermé liste:
1 - ISO 6166 pour ISIN code
2 - CUSIP (The Committee on Uniform Titres Identification Procedures numéro assigned par CUSIP Service Bureau pour U.S. et Canadian companies)
3 - SEDOL (Action Bourse Quotidien Official Liste pour London Action Bourse)
4 – WKN (Wertpapier Kenn-Nummer, alphanumeric German identification numéro)
5 - Bloomberg Ticker (Bloomberg letters code que identify un company's titres)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identifiant)
9 - Autre code par members de Association de National Numbering Agencies
99 - Code attributed par undertaking</xs:documentation>
               <xs:documentation xml:lang="nl">00020: Codification system used.
Integer corresponding naar following gesloten lijst:
1 - ISO 6166 voor ISIN code
2 - CUSIP (The Committee on Uniform Effecten Identification Procedures nummer assigned door CUSIP Service Bureau voor U.S. en Canadian companies)
3 - SEDOL (Aandeel Beurs Dagelijks Official Lijst voor London Aandeel Beurs)
4 – WKN (Wertpapier Kenn-Nummer, alphanumeric German identification nummer)
5 - Bloomberg Ticker (Bloomberg letters code dat identify een company's effecten)
6 - BBGID (The Bloomberg Global ID)
7 - Reuters RIC (Reuters instrument code)
8 – FIGI (Financial Instrument Global Identificatie)
9 - Overig code door members van Association van National Numbering Agencies
99 - Code attributed door undertaking</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:short">
                  <xs:minInclusive value="1"/>
                  <xs:maxInclusive value="99"/>
                  <xs:enumeration value="1"/>
                  <xs:enumeration value="2"/>
                  <xs:enumeration value="3"/>
                  <xs:enumeration value="4"/>
                  <xs:enumeration value="5"/>
                  <xs:enumeration value="6"/>
                  <xs:enumeration value="7"/>
                  <xs:enumeration value="8"/>
                  <xs:enumeration value="9"/>
                  <xs:enumeration value="99"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="InstrumentName">
            <xs:annotation>
               <xs:documentation xml:lang="en">00030: Name of the financial instrument</xs:documentation>
               <xs:documentation xml:lang="de">00030: Name von financial instrument</xs:documentation>
               <xs:documentation xml:lang="fr">00030: Nom de financial instrument</xs:documentation>
               <xs:documentation xml:lang="nl">00030: Naam van financial instrument</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="InstrumentCurrency" type="ISOCurrencyCodeType">
            <xs:annotation>
               <xs:documentation xml:lang="en">00040: Denomination currency of the financial instrument</xs:documentation>
               <xs:documentation xml:lang="de">00040: Denomination Währung von financial instrument</xs:documentation>
               <xs:documentation xml:lang="fr">00040: Denomination devise de financial instrument</xs:documentation>
               <xs:documentation xml:lang="nl">00040: Denomination valuta van financial instrument</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="ReportingDate" type="xs:date">
            <xs:annotation>
               <xs:documentation xml:lang="en">00050: Date to which the data refer</xs:documentation>
               <xs:documentation xml:lang="de">00050: Datum zu welche Daten refer</xs:documentation>
               <xs:documentation xml:lang="fr">00050: Date à qui données refer</xs:documentation>
               <xs:documentation xml:lang="nl">00050: Datum naar welke gegevens refer</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="LegalStructure">
            <xs:annotation>
               <xs:documentation xml:lang="en">00060: Structured Securities or Structured Funds or UCITS or Non UCITS</xs:documentation>
               <xs:documentation xml:lang="de">00060: Structured Wertpapiere oder Structured Funds oder UCITS oder Non UCITS</xs:documentation>
               <xs:documentation xml:lang="fr">00060: Structured Titres ou Structured Funds ou UCITS ou Non UCITS</xs:documentation>
               <xs:documentation xml:lang="nl">00060: Structured Effecten van Structured Funds van UCITS van Non UCITS</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:minLength value="1"/>
                  <xs:maxLength value="2"/>
                  <xs:enumeration value="S"/>
                  <xs:enumeration value="SF"/>
                  <xs:enumeration value="SP"/>
                  <xs:enumeration value="U"/>
                  <xs:enumeration value="N"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element name="IssuerName">
            <xs:annotation>
               <xs:documentation xml:lang="en">00070: Name of Issuer of the financial instrument. The one who is responsible for the financial instrument management/issuance</xs:documentation>
               <xs:documentation xml:lang="de">00070: Name von Emittent von financial instrument. The one who ist responsible für financial instrument management/issuance</xs:documentation>
               <xs:documentation xml:lang="fr">00070: Nom de Émetteur de financial instrument. The one who est responsible pour financial instrument management/issuance</xs:documentation>
               <xs:documentation xml:lang="nl">00070: Naam van Emittent van financial instrument. The one who is responsible voor financial instrument management/issuance</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element minOccurs="0" name="GuarantorName">
            <xs:annotation>
               <xs:documentation xml:lang="en">00080: Name of guarantor of the financial instrument.</xs:documentation>
               <xs:documentation xml:lang="de">00080: Name von guarantor von financial instrument.</xs:documentation>
               <xs:documentation xml:lang="fr">00080: Nom de guarantor de financial instrument.</xs:documentation>
               <xs:documentation xml:lang="nl">00080: Naam van guarantor van financial instrument.</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element minOccurs="0" name="ProductCategoryNature">
            <xs:annotation>
               <xs:documentation xml:lang="en">00090: Designation of the respective product category or nature
</xs:documentation>
               <xs:documentation xml:lang="de">00090: Designation von respective product Kategorie oder nature</xs:documentation>
               <xs:documentation xml:lang="fr">00090: Designation de respective product catégorie ou nature</xs:documentation>
               <xs:documentation xml:lang="nl">00090: Designation van respective product categorie van nature</xs:documentation>
            </xs:annotation>
            <xs:simpleType>
               <xs:restriction base="xs:string">
                  <xs:maxLength value="255"/>
               </xs:restriction>
            </xs:simpleType>
         </xs:element>
         <xs:element minOccurs="0"
                     name="LeveragedOrContingentLiability"
                     type="EMTYesNoType">
            <xs:annotation>
               <xs:documentation xml:lang="en">00100: To enable reporting on the depreciation of leveraged financial instruments or contingent liability transactions in accordance with Art. 62 of the MiFID II's Delegated Regulation</xs:documentation>
               <xs:documentation xml:lang="de">00100: To enable Berichterstattung on depreciation von leveraged financial instruments oder contingent liability transactions in accordance mit Art. 62 von  MiFID II's Delegated Regulation</xs:documentation>
               <xs:documentation xml:lang="fr">00100: To enable reporting on depreciation de leveraged financial instruments ou contingent liability transactions dans accordance avec Art. 62 de  MiFID II's Delegated Regulation</xs:documentation>
               <xs:documentation xml:lang="nl">00100: To enable rapportage on depreciation van leveraged financial instruments van contingent liability transactions in accordance met Art. 62 van  MiFID II's Delegated Regulation</xs:documentation>
            </xs:annotation>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>