KnowledgeAndExperience

/FundsXML4/RegulatoryReportings/DirectReporting/EMT_V4_2/FinancialInstrument/TargetMarket/KnowledgeAndExperience

Diagram

KnowledgeAndExperience BasicInvestor EMTYesNoNeutralType [1] InformedInvestor EMTYesNoNeutralType [1] AdvancedInvestor EMTYesNoNeutralType [1] ExpertInvestorGermany EMTYesNoNeutralType [0..1]

Documentation

EN

Target markets - Knowledge and/or Experience

DE

Target markets - Knowledge und/oder Experience

FR

Target markets - Knowledge et/ou Experience

NL

Target markets - Knowledge en/van Experience

Properties

Type
(anonymous)
Cardinality
1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
vc = "http://www.w3.org/2007/XMLSchema-versioning"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
6

Child Elements & Attributes

Child elements and attributes of this element
Name (XPath) Type Documentation Sample Data
EMTYesNoNeutralType

02010: Investors having the following characteristics:
• basic knowledge of relevant financial instruments (a basic investor can make an informed investment decision based on the regulated and authorised offering documentation or with the help of basic information provided by point of sale);
• no financial industry experience, i.e. suited to a first time investor

02010: Investors having following characteristics:
• basic knowledge von relevant financial instruments (ein basic Anleger can make ein informed Anlage decision based on regulated und authorised offering documentation oder mit help von basic Information bereitgestellt durch point von sale);
• kein financial industry experience, i.e. suited zu ein first time Anleger

02010: Investors having following characteristics:
• basic knowledge de relevant financial instruments (un basic investisseur can make un informed investissement decision based on regulated et authorised offering documentation ou avec help de basic information fourni par point de sale);
• aucun financial industry experience, i.e. suited à un first time investisseur

02010: Investors having following characteristics:
• basic knowledge van relevant financial instruments (een basic belegger can make een informed belegging decision based on regulated en authorised offering documentation van met help van basic informatie verstrekt door point van sale);
• geen financial industry experience, i.e. suited naar een first time belegger

Y
EMTYesNoNeutralType

02020: Having one, or more, of the following characteristics:
• average knowledge of relevant financial products (an informed investor can make an informed investment decision based on the regulated and authorised offering documentation, together with knowledge and understanding of the specific factors/risks highlighted within them only)
• some financial industry experience

02020: Having one, oder mehr, von following characteristics:
• average knowledge von relevant financial products (ein informed Anleger can make ein informed Anlage decision based on regulated und authorised offering documentation, together mit knowledge und understanding von spezifisch factors/risks highlighted within them only)
• einige financial industry experience

02020: Having one, ou plus, de following characteristics:
• average knowledge de relevant financial products (un informed investisseur can make un informed investissement decision based on regulated et authorised offering documentation, together avec knowledge et understanding de spécifique factors/risks highlighted within them only)
• quelques financial industry experience

02020: Having one, van meer, van following characteristics:
• average knowledge van relevant financial products (een informed belegger can make een informed belegging decision based on regulated en authorised offering documentation, together met knowledge en understanding van specifiek factors/risks highlighted within them only)
• enkele financial industry experience

N
EMTYesNoNeutralType

02030: Investors having one, or more, of the following characteristics:
• good knowledge of relevant financial products and transactions
• financial industry experience or accompanied by professional investment advice or included in a discretionary portfolio service

02030: Investors having one, oder mehr, von following characteristics:
• good knowledge von relevant financial products und transactions
• financial industry experience oder accompanied durch professionell Anlage advice oder included in ein discretionary Portfolio service

02030: Investors having one, ou plus, de following characteristics:
• good knowledge de relevant financial products et transactions
• financial industry experience ou accompanied par professionnel investissement advice ou included dans un discretionary portefeuille service

02030: Investors having one, van meer, van following characteristics:
• good knowledge van relevant financial products en transactions
• financial industry experience van accompanied door professioneel belegging advice van included in een discretionary portefeuille service

N
EMTYesNoNeutralType

02040: Expert knowledge of and / or experience with highly specialised financial products (Regulatory requirement in Germany/ example: CFD/ the updated list will be provided by the DSGV)

02040: Expert knowledge von und / oder experience mit highly specialised financial products (Regulatorisch requirement in Deutschland/ example: CFD/ updated Liste will be bereitgestellt durch DSGV)

02040: Expert knowledge de et / ou experience avec highly specialised financial products (Réglementaire requirement dans Allemagne/ example: CFD/ updated liste will be fourni par DSGV)

02040: Expert knowledge van en / van experience met highly specialised financial products (Regelgevend requirement in Duitsland/ example: CFD/ updated lijst will be verstrekt door DSGV)

Neutral

Element Definition

<xs:element xmlns:vc="http://www.w3.org/2007/XMLSchema-versioning"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            name="KnowledgeAndExperience">
   <xs:annotation>
      <xs:documentation xml:lang="en">Target markets - Knowledge and/or Experience</xs:documentation>
      <xs:documentation xml:lang="de">Target markets - Knowledge und/oder Experience</xs:documentation>
      <xs:documentation xml:lang="fr">Target markets - Knowledge et/ou Experience</xs:documentation>
      <xs:documentation xml:lang="nl">Target markets - Knowledge en/van Experience</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element name="BasicInvestor" type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation xml:lang="en">02010: Investors having the following characteristics:
• basic knowledge of relevant financial instruments (a  basic investor can make an informed investment decision based on the regulated and authorised offering documentation  or with the help of basic information provided by point of sale); 
• no financial industry  experience, i.e. suited to a first time investor</xs:documentation>
               <xs:documentation xml:lang="de">02010: Investors having following characteristics:
• basic knowledge von relevant financial instruments (ein basic Anleger can make ein informed Anlage decision based on regulated und authorised offering documentation oder mit help von basic Information bereitgestellt durch point von sale); 
• kein financial industry experience, i.e. suited zu ein first time Anleger</xs:documentation>
               <xs:documentation xml:lang="fr">02010: Investors having following characteristics:
• basic knowledge de relevant financial instruments (un basic investisseur can make un informed investissement decision based on regulated et authorised offering documentation ou avec help de basic information fourni par point de sale); 
• aucun financial industry experience, i.e. suited à un first time investisseur</xs:documentation>
               <xs:documentation xml:lang="nl">02010: Investors having following characteristics:
• basic knowledge van relevant financial instruments (een basic belegger can make een informed belegging decision based on regulated en authorised offering documentation van met help van basic informatie verstrekt door point van sale); 
• geen financial industry experience, i.e. suited naar een first time belegger</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="InformedInvestor" type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation xml:lang="en">02020: Having one, or more, of the following characteristics:
• average knowledge of relevant financial products (an informed investor can make an informed investment decision based on the regulated and authorised offering documentation, together with knowledge and understanding of the specific factors/risks highlighted within them only)
• some financial industry experience </xs:documentation>
               <xs:documentation xml:lang="de">02020: Having one, oder mehr, von following characteristics:
• average knowledge von relevant financial products (ein informed Anleger can make ein informed Anlage decision based on regulated und authorised offering documentation, together mit knowledge und understanding von spezifisch factors/risks highlighted within them only)
• einige financial industry experience</xs:documentation>
               <xs:documentation xml:lang="fr">02020: Having one, ou plus, de following characteristics:
• average knowledge de relevant financial products (un informed investisseur can make un informed investissement decision based on regulated et authorised offering documentation, together avec knowledge et understanding de spécifique factors/risks highlighted within them only)
• quelques financial industry experience</xs:documentation>
               <xs:documentation xml:lang="nl">02020: Having one, van meer, van following characteristics:
• average knowledge van relevant financial products (een informed belegger can make een informed belegging decision based on regulated en authorised offering documentation, together met knowledge en understanding van specifiek factors/risks highlighted within them only)
• enkele financial industry experience</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element name="AdvancedInvestor" type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation xml:lang="en">02030: Investors having one, or more, of the following characteristics:
• good knowledge of relevant financial products and transactions
• financial industry experience or accompanied by professional investment advice or included in a discretionary portfolio service</xs:documentation>
               <xs:documentation xml:lang="de">02030: Investors having one, oder mehr, von following characteristics:
• good knowledge von relevant financial products und transactions
• financial industry experience oder accompanied durch professionell Anlage advice oder included in ein discretionary Portfolio service</xs:documentation>
               <xs:documentation xml:lang="fr">02030: Investors having one, ou plus, de following characteristics:
• good knowledge de relevant financial products et transactions
• financial industry experience ou accompanied par professionnel investissement advice ou included dans un discretionary portefeuille service</xs:documentation>
               <xs:documentation xml:lang="nl">02030: Investors having one, van meer, van following characteristics:
• good knowledge van relevant financial products en transactions
• financial industry experience van accompanied door professioneel belegging advice van included in een discretionary portefeuille service</xs:documentation>
            </xs:annotation>
         </xs:element>
         <xs:element minOccurs="0"
                     name="ExpertInvestorGermany"
                     type="EMTYesNoNeutralType">
            <xs:annotation>
               <xs:documentation xml:lang="en">02040: Expert knowledge of and / or experience with highly specialised financial products (Regulatory requirement in Germany/ example: CFD/ the updated list will be provided by the DSGV)</xs:documentation>
               <xs:documentation xml:lang="de">02040: Expert knowledge von und / oder experience mit highly specialised financial products (Regulatorisch requirement in Deutschland/ example: CFD/ updated Liste will be bereitgestellt durch DSGV)</xs:documentation>
               <xs:documentation xml:lang="fr">02040: Expert knowledge de et / ou experience avec highly specialised financial products (Réglementaire requirement dans Allemagne/ example: CFD/ updated liste will be fourni par DSGV)</xs:documentation>
               <xs:documentation xml:lang="nl">02040: Expert knowledge van en / van experience met highly specialised financial products (Regelgevend requirement in Duitsland/ example: CFD/ updated lijst will be verstrekt door DSGV)</xs:documentation>
            </xs:annotation>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>