DeviationReportManufacturerTargetMarketPerspective

/FundsXML4/RegulatoryReportings/DirectReporting/EFTs/EFT/DeviationReportManufacturerTargetMarketPerspective

Diagram

DeviationReportManufacturerTargetMarketPerspective Sales_OTM_NTM (anonymous) [0..1] Widening (anonymous) [0..1]

Documentation

EN

Deviation Report - Manufacturer Target Market Perspective

DE

Abweichungsbericht - Hersteller-Zielmarkt-Perspektive

FR

Deviation Report - Manufacturer Target Marché Perspective

NL

Deviation Report - Manufacturer Target Markt Perspective

Properties

Type
(anonymous)
Cardinality
0..1
Namespace
xs = "http://www.w3.org/2001/XMLSchema"
vc = "http://www.w3.org/2007/XMLSchema-versioning"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#"
Level
5

Child Elements & Attributes

Child elements and attributes of this element
Name (XPath) Type Documentation Sample Data
(anonymous)

Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions

Verkäufe außerhalb des Zielmarkts (OTM) und/oder im Negativen Zielmarkt (NTM) - Gemeldet als Anzahl der Transaktionen

Sales Outside Target Marché (OTM) et/ou dans Negative Target Marché (NTM) - Reported comme Numéro de Transactions

Sales Outside Target Markt (OTM) en/van in Negative Target Markt (NTM) - Reported als Nummer van Transactions

(anonymous)

Widening of Distribution Strategy Reporting Fields (ESMA para 51)

Erweiterung der Vertriebsstrategie-Meldefelder (ESMA Abs. 51)

Widening de Distribution Strategy Reporting Fields (ESMA para 51)

Widening van Uitkering Strategy Rapportage Fields (ESMA para 51)

Element Definition

<xs:element xmlns:vc="http://www.w3.org/2007/XMLSchema-versioning"
            xmlns:xs="http://www.w3.org/2001/XMLSchema"
            minOccurs="0"
            name="DeviationReportManufacturerTargetMarketPerspective">
   <xs:annotation>
      <xs:documentation xml:lang="en">Deviation Report - Manufacturer Target Market Perspective</xs:documentation>
      <xs:documentation xml:lang="de">Abweichungsbericht - Hersteller-Zielmarkt-Perspektive</xs:documentation>
      <xs:documentation xml:lang="fr">Deviation Report - Manufacturer Target Marché Perspective</xs:documentation>
      <xs:documentation xml:lang="nl">Deviation Report - Manufacturer Target Markt Perspective</xs:documentation>
   </xs:annotation>
   <xs:complexType>
      <xs:sequence>
         <xs:element minOccurs="0" name="Sales_OTM_NTM">
            <xs:annotation>
               <xs:documentation xml:lang="en">Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions</xs:documentation>
               <xs:documentation xml:lang="de">Verkäufe außerhalb des Zielmarkts (OTM) und/oder im Negativen Zielmarkt (NTM) - Gemeldet als Anzahl der Transaktionen</xs:documentation>
               <xs:documentation xml:lang="fr">Sales Outside Target Marché (OTM) et/ou dans Negative Target Marché (NTM) - Reported comme Numéro de Transactions</xs:documentation>
               <xs:documentation xml:lang="nl">Sales Outside Target Markt (OTM) en/van in Negative Target Markt (NTM) - Reported als Nummer van Transactions</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element minOccurs="0" name="RetailInvestorTypeAndSelfService" type="xs:int">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05010_Retail_Investor_Type_AND_Self_Service
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test
If  00050 is set to M or B</xs:documentation>
                        <xs:documentation xml:lang="de">05010_Retail_Investor_Type_AND_Self_Service
Anzahl der Transaktionen, die als im Konflikt mit dem Retail-Anlegertyp identifiziert wurden, unter Verwendung von MiFID-Diensten Execution Only oder Self Service mit Angemessenheitstest
Wenn 00050 auf M oder B gesetzt ist</xs:documentation>
                        <xs:documentation xml:lang="fr">05010_Retail_Investor_Type_AND_Self_Service
Numéro de transactions reported comme identified dans conflict avec Particulier Investisseur Type, using MiFID services Execution Only ou Self Service avec Appropriateness Test
If 00050 est set à M ou B</xs:documentation>
                        <xs:documentation xml:lang="nl">05010_Retail_Investor_Type_AND_Self_Service
Nummer van transactions reported als identified in conflict met Particulier Belegger Type, using MiFID services Execution Only van Self Service met Appropriateness Test
If 00050 is set naar M van B</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="RetailInvestorTypeAndExecutionWithSuitabilityTest"
                              type="xs:int">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Advice or Portfolio Management.</xs:documentation>
                        <xs:documentation xml:lang="de">05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Anzahl der Transaktionen, die als im Konflikt mit dem Retail-Anlegertyp identifiziert wurden, unter Verwendung von MiFID-Diensten Beratung oder Portfoliomanagement.</xs:documentation>
                        <xs:documentation xml:lang="fr">05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Numéro de transactions reported comme identified dans conflict avec Particulier Investisseur Type, using MiFID services Advice ou Portefeuille Management.</xs:documentation>
                        <xs:documentation xml:lang="nl">05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Nummer van transactions reported als identified in conflict met Particulier Belegger Type, using MiFID services Advice van Portefeuille Management.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="KnowledgeAndExperienceAndSelfService"
                              type="xs:int">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05030_Knowledge_and_Experience_AND_Self_Service
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.</xs:documentation>
                        <xs:documentation xml:lang="de">05030_Knowledge_and_Experience_AND_Self_Service
Anzahl der Transaktionen, die als im Konflikt mit Kenntnissen und Erfahrungen identifiziert wurden, unter Verwendung von MiFID-Diensten Execution Only oder Self Service mit Angemessenheitstest.</xs:documentation>
                        <xs:documentation xml:lang="fr">05030_Knowledge_and_Experience_AND_Self_Service
Numéro de transactions reported comme identified dans conflict avec Knowledge et Experience, using MiFID services Execution Only ou Self Service avec Appropriateness Test.</xs:documentation>
                        <xs:documentation xml:lang="nl">05030_Knowledge_and_Experience_AND_Self_Service
Nummer van transactions reported als identified in conflict met Knowledge en Experience, using MiFID services Execution Only van Self Service met Appropriateness Test.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="KnowledgeAndExperienceAndWithSuitabilityTest"
                              type="xs:int">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05040_Knowledge_and_Experience_AND_With_Suitability_Test
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.</xs:documentation>
                        <xs:documentation xml:lang="de">05040_Knowledge_and_Experience_AND_With_Suitability_Test
Anzahl der Transaktionen, die als im Konflikt mit Kenntnissen und Erfahrungen identifiziert wurden, unter Verwendung von MiFID-Diensten Beratung oder Portfoliomanagement.</xs:documentation>
                        <xs:documentation xml:lang="fr">05040_Knowledge_and_Experience_AND_With_Suitability_Test
Numéro de transactions reported comme identified dans conflict avec Knowledge et Experience, using MiFID services Advice ou Portefeuille Management.</xs:documentation>
                        <xs:documentation xml:lang="nl">05040_Knowledge_and_Experience_AND_With_Suitability_Test
Nummer van transactions reported als identified in conflict met Knowledge en Experience, using MiFID services Advice van Portefeuille Management.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
                  <xs:element minOccurs="0"
                              name="AbilityToBearLossesAndWithSuitabilityTestFrance"
                              type="xs:int">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Number of transactions reported as identified in conflict with Ability To Bear Losses, using MiFID services Advice or Portfolio Management.</xs:documentation>
                        <xs:documentation xml:lang="de">05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Anzahl der Transaktionen, die als im Konflikt mit der Fähigkeit, Verluste zu tragen, identifiziert wurden, unter Verwendung von MiFID-Diensten Beratung oder Portfoliomanagement.</xs:documentation>
                        <xs:documentation xml:lang="fr">05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Numéro de transactions reported comme identified dans conflict avec Ability To Bear Losses, using MiFID services Advice ou Portefeuille Management.</xs:documentation>
                        <xs:documentation xml:lang="nl">05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Nummer van transactions reported als identified in conflict met Ability To Bear Losses, using MiFID services Advice van Portefeuille Management.</xs:documentation>
                     </xs:annotation>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
         <xs:element minOccurs="0" name="Widening">
            <xs:annotation>
               <xs:documentation xml:lang="en">Widening of Distribution Strategy Reporting Fields (ESMA para 51)</xs:documentation>
               <xs:documentation xml:lang="de">Erweiterung der Vertriebsstrategie-Meldefelder (ESMA Abs. 51)</xs:documentation>
               <xs:documentation xml:lang="fr">Widening de Distribution Strategy Reporting Fields (ESMA para 51)</xs:documentation>
               <xs:documentation xml:lang="nl">Widening van Uitkering Strategy Rapportage Fields (ESMA para 51)</xs:documentation>
            </xs:annotation>
            <xs:complexType>
               <xs:sequence>
                  <xs:element minOccurs="0"
                              name="OutsideIntendedDistributionStrategyRetailAndSelfService">
                     <xs:annotation>
                        <xs:documentation xml:lang="en">06010_Outside_Intended_Distribution_Strategy_Retail_And_Self_Service
In reference to ESMA Product Governance Guidelines Article 51 this field is used to disclose if the Distribution Strategy of the Distributor is widened in relation to the Distribution Strategy intended by the Manufacturer with regards to Retail Clients.</xs:documentation>
                        <xs:documentation xml:lang="de">06010_Outside_Intended_Distribution_Strategy_Retail_And_Self_Service
Unter Bezugnahme auf die ESMA Product Governance Guidelines Artikel 51 wird dieses Feld verwendet, um offenzulegen, ob die Vertriebsstrategie des Vertreibers in Bezug auf Privatkunden gegenüber der vom Hersteller beabsichtigten Vertriebsstrategie erweitert wurde.</xs:documentation>
                        <xs:documentation xml:lang="fr">06010_Outside_Intended_Distribution_Strategy_Retail_And_Self_Service
In référence à ESMA Product Governance Guidelines Article 51 ce champ est used à disclose si Distribution Strategy de Distributeur est widened dans relation à Distribution Strategy intended par Manufacturer avec regards à Particulier Clients.</xs:documentation>
                        <xs:documentation xml:lang="nl">06010_Outside_Intended_Distribution_Strategy_Retail_And_Self_Service
In referentie naar ESMA Product Governance Guidelines Article 51 dit veld is used naar disclose als Uitkering Strategy van Distributeur is widened in relation naar Uitkering Strategy intended door Manufacturer met regards naar Particulier Clients.</xs:documentation>
                     </xs:annotation>
                     <xs:simpleType>
                        <xs:restriction base="xs:string">
                           <xs:enumeration value="Y"/>
                           <xs:enumeration value="N"/>
                        </xs:restriction>
                     </xs:simpleType>
                  </xs:element>
               </xs:sequence>
            </xs:complexType>
         </xs:element>
      </xs:sequence>
   </xs:complexType>
</xs:element>