Sales_OTM_NTM
/FundsXML4/RegulatoryReportings/DirectReporting/EFTs/EFT/DeviationReportManufacturerTargetMarketPerspective/Sales_OTM_NTM
Diagram
Documentation
Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions
Verkäufe außerhalb des Zielmarkts (OTM) und/oder im Negativen Zielmarkt (NTM) - Gemeldet als Anzahl der Transaktionen
Sales Outside Target Marché (OTM) et/ou dans Negative Target Marché (NTM) - Reported comme Numéro de Transactions
Sales Outside Target Markt (OTM) en/van in Negative Target Markt (NTM) - Reported als Nummer van Transactions
Properties
- Type
- (anonymous)
- Cardinality
- 0..1
- Namespace
- xs = "http://www.w3.org/2001/XMLSchema"
vc = "http://www.w3.org/2007/XMLSchema-versioning"
altova = "http://www.altova.com/xml-schema-extensions"
ds = "http://www.w3.org/2000/09/xmldsig#" - Level
- 6
Child Elements & Attributes
| Name (XPath) | Type | Documentation | Sample Data |
|---|---|---|---|
| xs:int |
05010_Retail_Investor_Type_AND_Self_Service 05010_Retail_Investor_Type_AND_Self_Service 05010_Retail_Investor_Type_AND_Self_Service 05010_Retail_Investor_Type_AND_Self_Service |
3101 | |
| xs:int |
05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test 05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test 05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test 05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test |
1055 | |
| xs:int |
05030_Knowledge_and_Experience_AND_Self_Service 05030_Knowledge_and_Experience_AND_Self_Service 05030_Knowledge_and_Experience_AND_Self_Service 05030_Knowledge_and_Experience_AND_Self_Service |
4362 | |
| xs:int |
05040_Knowledge_and_Experience_AND_With_Suitability_Test 05040_Knowledge_and_Experience_AND_With_Suitability_Test 05040_Knowledge_and_Experience_AND_With_Suitability_Test 05040_Knowledge_and_Experience_AND_With_Suitability_Test |
812 | |
| xs:int |
05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France 05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France 05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France 05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France |
3885 |
Element Definition
Element Definition
<xs:element xmlns:vc="http://www.w3.org/2007/XMLSchema-versioning"
xmlns:xs="http://www.w3.org/2001/XMLSchema"
minOccurs="0"
name="Sales_OTM_NTM">
<xs:annotation>
<xs:documentation xml:lang="en">Sales Outside Target Market (OTM) and/or in Negative Target Market (NTM) - Reported as Number of Transactions</xs:documentation>
<xs:documentation xml:lang="de">Verkäufe außerhalb des Zielmarkts (OTM) und/oder im Negativen Zielmarkt (NTM) - Gemeldet als Anzahl der Transaktionen</xs:documentation>
<xs:documentation xml:lang="fr">Sales Outside Target Marché (OTM) et/ou dans Negative Target Marché (NTM) - Reported comme Numéro de Transactions</xs:documentation>
<xs:documentation xml:lang="nl">Sales Outside Target Markt (OTM) en/van in Negative Target Markt (NTM) - Reported als Nummer van Transactions</xs:documentation>
</xs:annotation>
<xs:complexType>
<xs:sequence>
<xs:element minOccurs="0" name="RetailInvestorTypeAndSelfService" type="xs:int">
<xs:annotation>
<xs:documentation xml:lang="en">05010_Retail_Investor_Type_AND_Self_Service
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Execution Only or Self Service with Appropriateness Test
If 00050 is set to M or B</xs:documentation>
<xs:documentation xml:lang="de">05010_Retail_Investor_Type_AND_Self_Service
Anzahl der Transaktionen, die als im Konflikt mit dem Retail-Anlegertyp identifiziert wurden, unter Verwendung von MiFID-Diensten Execution Only oder Self Service mit Angemessenheitstest
Wenn 00050 auf M oder B gesetzt ist</xs:documentation>
<xs:documentation xml:lang="fr">05010_Retail_Investor_Type_AND_Self_Service
Numéro de transactions reported comme identified dans conflict avec Particulier Investisseur Type, using MiFID services Execution Only ou Self Service avec Appropriateness Test
If 00050 est set à M ou B</xs:documentation>
<xs:documentation xml:lang="nl">05010_Retail_Investor_Type_AND_Self_Service
Nummer van transactions reported als identified in conflict met Particulier Belegger Type, using MiFID services Execution Only van Self Service met Appropriateness Test
If 00050 is set naar M van B</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="RetailInvestorTypeAndExecutionWithSuitabilityTest"
type="xs:int">
<xs:annotation>
<xs:documentation xml:lang="en">05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Number of transactions reported as identified in conflict with Retail Investor Type, using MiFID services Advice or Portfolio Management.</xs:documentation>
<xs:documentation xml:lang="de">05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Anzahl der Transaktionen, die als im Konflikt mit dem Retail-Anlegertyp identifiziert wurden, unter Verwendung von MiFID-Diensten Beratung oder Portfoliomanagement.</xs:documentation>
<xs:documentation xml:lang="fr">05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Numéro de transactions reported comme identified dans conflict avec Particulier Investisseur Type, using MiFID services Advice ou Portefeuille Management.</xs:documentation>
<xs:documentation xml:lang="nl">05020_Retail_Investor_Type_AND_Execution_With_Suitability_Test
Nummer van transactions reported als identified in conflict met Particulier Belegger Type, using MiFID services Advice van Portefeuille Management.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="KnowledgeAndExperienceAndSelfService"
type="xs:int">
<xs:annotation>
<xs:documentation xml:lang="en">05030_Knowledge_and_Experience_AND_Self_Service
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Execution Only or Self Service with Appropriateness Test.</xs:documentation>
<xs:documentation xml:lang="de">05030_Knowledge_and_Experience_AND_Self_Service
Anzahl der Transaktionen, die als im Konflikt mit Kenntnissen und Erfahrungen identifiziert wurden, unter Verwendung von MiFID-Diensten Execution Only oder Self Service mit Angemessenheitstest.</xs:documentation>
<xs:documentation xml:lang="fr">05030_Knowledge_and_Experience_AND_Self_Service
Numéro de transactions reported comme identified dans conflict avec Knowledge et Experience, using MiFID services Execution Only ou Self Service avec Appropriateness Test.</xs:documentation>
<xs:documentation xml:lang="nl">05030_Knowledge_and_Experience_AND_Self_Service
Nummer van transactions reported als identified in conflict met Knowledge en Experience, using MiFID services Execution Only van Self Service met Appropriateness Test.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="KnowledgeAndExperienceAndWithSuitabilityTest"
type="xs:int">
<xs:annotation>
<xs:documentation xml:lang="en">05040_Knowledge_and_Experience_AND_With_Suitability_Test
Number of transactions reported as identified in conflict with Knowledge and Experience, using MiFID services Advice or Portfolio Management.</xs:documentation>
<xs:documentation xml:lang="de">05040_Knowledge_and_Experience_AND_With_Suitability_Test
Anzahl der Transaktionen, die als im Konflikt mit Kenntnissen und Erfahrungen identifiziert wurden, unter Verwendung von MiFID-Diensten Beratung oder Portfoliomanagement.</xs:documentation>
<xs:documentation xml:lang="fr">05040_Knowledge_and_Experience_AND_With_Suitability_Test
Numéro de transactions reported comme identified dans conflict avec Knowledge et Experience, using MiFID services Advice ou Portefeuille Management.</xs:documentation>
<xs:documentation xml:lang="nl">05040_Knowledge_and_Experience_AND_With_Suitability_Test
Nummer van transactions reported als identified in conflict met Knowledge en Experience, using MiFID services Advice van Portefeuille Management.</xs:documentation>
</xs:annotation>
</xs:element>
<xs:element minOccurs="0"
name="AbilityToBearLossesAndWithSuitabilityTestFrance"
type="xs:int">
<xs:annotation>
<xs:documentation xml:lang="en">05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Number of transactions reported as identified in conflict with Ability To Bear Losses, using MiFID services Advice or Portfolio Management.</xs:documentation>
<xs:documentation xml:lang="de">05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Anzahl der Transaktionen, die als im Konflikt mit der Fähigkeit, Verluste zu tragen, identifiziert wurden, unter Verwendung von MiFID-Diensten Beratung oder Portfoliomanagement.</xs:documentation>
<xs:documentation xml:lang="fr">05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Numéro de transactions reported comme identified dans conflict avec Ability To Bear Losses, using MiFID services Advice ou Portefeuille Management.</xs:documentation>
<xs:documentation xml:lang="nl">05050_Ability_To_Bear_Losses_AND_With_Suitability_Test_France
Nummer van transactions reported als identified in conflict met Ability To Bear Losses, using MiFID services Advice van Portefeuille Management.</xs:documentation>
</xs:annotation>
</xs:element>
</xs:sequence>
</xs:complexType>
</xs:element>